|
{1}The unmistakable trend toward executive domination of U.S.
foreign affairs in the past sixty years represents a dramatic
departure from the basic scheme of the Constitution.[1]
The constitutional blueprint assigns to Congress senior status in a
partnership with the President to conduct foreign policy. It also
gives Congress the sole and exclusive authority over the ultimate
foreign relations power: the authority to initiate war. The
President is vested with modest authority in this realm and is
clearly only of secondary importance. In light of this
constitutional design, commentators have wondered at the causes and
sources of this radical shift in foreign affairs powers from
Congress to the President.[2]
{2}Although a satisfactory explanation for the radical shift in
power is perhaps elusive, the growth of presidential power in
foreign relations has fed considerably on judicial decisions that
are doubtful and fragile. An exhaustive explanation, which has so
far escaped the effort of others, is beyond the scope of this
article. The aim of the first section is to examine the judiciary's
contribution to executive hegemony in the area of foreign affairs as
manifested in Supreme Court rulings regarding executive agreements,
travel abroad, the war power, and treaty termination.
{3} In the second section of this article, I provide a brief
explanation of the policy underlying the Constitutional Convention's
allocation of foreign affairs powers and argue that those values are
as relevant and compelling today as they were two centuries ago. In
the third section, I contend that a wide gulf has developed in the
past fifty years between constitutional theory and governmental
practice in the conduct of foreign policy. The Court has greatly
facilitated the growth of presidential power in foreign affairs in
three interconnected but somewhat different ways by: (1) adhering to
the sole-organ doctrine as propounded in the 1936 case of United
States v. Curtiss-Wright Export Corp., (2) invoking the
political question doctrine and other nonjusticiable grounds, and
(3) inferring congressional approval of presidential action by
virtue of congressional inaction or silence.[3]
I then offer an explanation of the Court's willingness to increase
presidential foreign affairs powers well beyond constitutional
boundaries. For a variety of reasons, the Court views its role in
this area as a support function for policies already established. In
this regard the judiciary has become an arm of the executive branch.
Finally, I conclude with the argument that to maintain the integrity
of the Constitution, the Court must police constitutional boundaries
to ensure that fundamental alterations in our governmental system
will occur only through the process of constitutional amendment. The
judicial branch may not abdicate its function "to say what the law
is."[4]
The Constitution and the Conduct of Foreign
Policy
{4} The Constitution envisions the conduct of foreign policy as a
partnership between the President and Congress. Perhaps
surprisingly, the Constitution assigns Congress the role of senior
partner. This assignment reflects, first, the overwhelming
preference of both the framers at the Constitutional Convention and
the ratifiers in state conventions for collective decision-making in
both foreign and domestic affairs. Second, this assignment of powers
reflects their equally adamant opposition to unilateral executive
control of U.S. foreign policy. This constitutional arrangement is
evidenced by specific, unambiguous textual language, almost
undisputed arguments by framers and ratifiers, and by
logical-structural inferences from the doctrine of separation of
powers.[5]
{5} The constitutional assignment of powers, moreover, is
compelling and relevant for twentieth century America for at least
three reasons. First, separation of powers issues are perennial, for
they require consideration of the proper repository of power.
Contemporary questions about the allocation of power between the
President and Congress in foreign affairs are largely the same as
those addressed two centuries ago. Second, the logic of collective
decisionmaking in the realm of foreign relations is as sound today
as it was in the founding period. Third, although the world and the
role of the United States in international relations have changed
considerably over the past 200 years, most questions of foreign
affairs still involve routine policy formulation and do not place a
premium on immediate responsive action.
{6} The preference for collective, rather than individual,
decisionmaking runs throughout those provisions of the Constitution
that govern the conduct of foreign policy. Congress, as a collective
governing body, derives broad and exclusive powers from Article I to
regulate foreign commerce and to initiate all hostilities on behalf
of the United States, including war. As Article II indicates, the
President shares with the Senate the treaty-making power and the
power to appoint ambassadors. Only two powers in foreign relations
are assigned exclusively to the President. First, he is
commander-in-chief, but he acts in this capacity by and under the
authority of Congress. As Alexander Hamilton and James Iredell
argued, the President, in this capacity, is merely first admiral or
general of the armed forces, after war has been authorized by
Congress or in the event of a sudden attack against the United
States.[6]
Secondly, the President has the power to receive ambassadors.
Hamilton, James Madison, and Thomas Jefferson agreed that this
clerk-like function was purely ceremonial in character. Although
this function has come to entail recognition of states at
international law, which carries with it certain legal implications,
this founding trio contended that the duty of recognizing states was
more conveniently placed in the hands of the executive than in the
legislature.[7]
These two powers exhaust the textual grant of authority to the
President regarding foreign affairs jurisdiction. The President's
constitutional authority pales in comparison to the powers of
Congress.
{7} This Constitutional preference for shared decisionmaking is
emphasized again in the construction of the shared treaty power: "He
shall have Power, by and with the Advice and consent of the Senate,
to make Treaties, provided two-thirds of the Senators present
concur."[8]
The compelling simplicity and clarity of the plain words of this
clause leave no room to doubt its meaning.[9]
There is no other clause that even intimates a presidential power to
make agreements with foreign nations. Therefore, as Hamilton argued,
the treaty power constitutes the principal vehicle for conducting
U.S. foreign relations.[10]
In fact, there was no hint at the Constitutional Convention of an
exclusive Presidential power to make foreign policy. To the
contrary, all the arguments of the framers and ratifiers were to the
effect that the Senate and President, which Hamilton and Madison
described as a "fourth branch of government" in their capacity as
treaty maker,[11]
are to manage concerns with foreign nations.[12]
While a number of factors contributed to this decision,[13]
the pervasive fear of unbridled executive power loomed largest.[14]
Hamilton's statement fairly represents these sentiments:
The history of human conduct does not warrant that exalted
opinion of human nature which would make it wise in a nation to
commit interests of so delicate and momentous a kind, as those
which concern its intercourse with the rest of the world, to the
sole disposal of a magistrate created and circumstanced as would
be a President of the United States.[15]
{8} The widespread fear of executive power that precluded
presidential control of foreign policy also greatly influenced the
Convention's design of the War Clause. Article I, section 8,
paragraph 11 states: "The Congress shall have Power . . . To declare
War."[16]
The plain meaning of the clause is buttressed by the unanimous
agreement among both framers and ratifiers that Congress was granted
the sole and exclusive authority to initiate war. The warmaking
power, which was viewed as a legislative power by Madison and
Wilson, among others, was specifically withheld from the President.[17]
James Wilson, second only to Madison as an architect of the
Constitution, summed up the values and concerns underlying the war
clause for the Pennsylvania Ratifying Convention:
This system will not hurry us into war; it is calculated to
guard against it. It will not be in the power of a single body of
men, to involve us in such distress; for the important power of
declaring war is vested in the legislature at large. This
declaration must be made with the concurrence of the House of
Representatives; from this circumstance we may draw a certain
conclusion that nothing but our national interest can draw us into
war.[18]
No member of the Constitutional Convention and no member of any
state ratifying convention ever attributed a different meaning to
the War Clause.[19]
{9} This undisputed interpretation draws further support from
early judicial decisions, the views of eminent treatise writers, and
from nineteenth-century practice. I have discussed these factors
elsewhere; here the barest review must suffice.[20]
The meaning of the War Clause was put beyond doubt by several early
judicial decisions. No court since has departed from this early
view. In 1800, in Bas v. Tingy, the Supreme Court held that
it is for Congress alone to declare either an "imperfect" (limited)
war or a "perfect" (general) war.[21]
In 1801, in Talbot v. Seeman, Chief Justice John Marshall, a
member of the Virginia Ratifying Convention, stated that the "whole
powers of war [are], by the Constitution of the United States,
vested in [C]ongress. . . ."[22]
In Little v. Barreme, decided in 1804, Marshall concluded
that President John Adams' instructions to seize ships were in
conflict with an act of Congress and were therefore illegal.[23]
In 1806, in United States v. Smith, the question of whether
the President may initiate hostilities was decided by Justice
William Paterson, riding circuit, who wrote for himself and District
Judge Tallmadge: "Does he [the President] possess the power of
making war? That power is exclusively vested in Congress . . . It is
the exclusive province of Congress to change a state of peace into a
state of war."[24]
In 1863, the Prize Cases presented the Court with its first
opportunity to consider the power of the President to respond to
sudden attacks.[25]
Justice Robert C. Grier delivered the opinion of the Court:
By the Constitution, Congress alone has the power to declare a
natural or foreign war . . . If a war be made by invasion of a
foreign nation, the President is not only authorized but bound to
resist force, by force. He does not initiate the war, but is bound
to accept the challenge without waiting for any special
legislative authority. And whether the hostile party be a foreign
invader, or States organized in rebellion, it is none the less a
war, although the declaration of it be "unilateral."[26]
These judicial decisions established the constitutional fact that it
is for Congress alone to initiate hostilities, whether in the form
of general or limited war; the President, in his capacity as
commander-in-chief, is granted only the power to repel sudden
attacks against the United States.[27]
{10} The Convention's attachment to collective judgment and its
decision to create a structure of shared power in foreign affairs
provided, in the words of Wilson, "a security to the people," for it
was a cardinal tenet of republican ideology that the conjoined
wisdom of many is superior to that of one.[28]
The emphasis on group decisionmaking came, of course, at the expense
of unilateral executive authority. This hardly posed a difficult
choice, however; for the framers and ratifiers held a pervasive
distrust of executive power, a deeply held suspicion that dated to
colonial times.[29]
As a result of this aversion to executive authority, the Convention
placed control of foreign policy beyond the unilateral capacity of
the President. Furthermore, as Madison said, the Convention "defined
and confined" the authority of the President so that a power not
granted could not be assumed.[30]
{11} The structure of shared powers in foreign relations serves
to deter abuse of power, misguided policies, irrational action, and
unaccountable behavior.[31]
As a fundamental matter, emphasis on joint policymaking permits the
airing of sundry political, social, and economic values and
concerns. Such a structure wisely ensures that the ultimate policies
will not merely reflect the private preferences or the short-term
political interests of the President.[32]
{12} Of course, this arrangement has come under fire in the
postwar period on a number of policy grounds. Some have argued, for
example, that fundamental political and technological changes in the
character of international relations and the position of the United
States in the world have rendered obsolete an eighteenth century
document designed for a peripheral, small state in the European
system of diplomatic relations. Moreover, it has been asserted that
quick action and a single, authoritative voice are necessary to deal
with an increasingly complex, interdependent, and technologically
linked world capable of almost instantaneous massive destruction.
Extollers of presidential dominance also have contended that only
the President has the qualitative information, the expertise, and
the capacity to act with the necessary dispatch to conduct U.S.
foreign policy.[33]
{13} These policy arguments have been reviewed, and discredited,
elsewhere; space limitations here permit only a brief commentary.[34]
Above all else, the implications of U.S. power and action in the
twentieth century have brought about an even greater need for
institutional accountability and collective judgment than existed
two hundred years ago. The devastating, incomprehensible destruction
of nuclear war and the possible extermination of the human race
demonstrate the need for joint participation in any decision to
initiate war. Moreover, most of the disputes at stake between the
executive and legislative branches in foreign affairs have virtually
nothing to do with the need for rapid response to crisis. Rather,
they are concerned only with routine policy formulation and
execution, a classic example of the authority exercised under the
separation of powers doctrine.[35]
{14} Nevertheless, these joint functions have been fused by the
executive branch and have become increasingly unilateral, secretive,
insulated from public debate, and hence unaccountable.[36]
In the wake of Vietnam, Watergate, and the Iran-contra scandal,
unilateral executive behavior has become ever more difficult to
defend. Scholarly appraisals have destroyed arguments about
intrinsic executive expertise and wisdom in foreign affairs and the
alleged superiority of information available to the President.[37]
Moreover, the inattentiveness of presidents to important details and
the effects of "groupthink" that have dramatized and exacerbated the
relative inexperience of various presidents in international
relations have also devalued the extollers' arguments. Finally,
foreign policies, like domestic policies, are reflections of values.
Against the strength of democratic principles, recent occupants of
the White House have failed to demonstrate the superiority of their
values in comparison to those of the American people and their
representatives in Congress.
{15} The assumption of foreign affairs powers by recent
presidents represents a fundamental alteration of the Constitution
that is both imprudent and dangerous. We turn now to an examination
of the judiciary's contribution to executive hegemony in foreign
affairs.
I. THE JUDICIARY AND FOREIGN AFFAIRS
THE INFLUENCE OF CURTISS-WRIGHT
{16} There can be little doubt that the opinion in United
States v. Curtiss-Wright Export Corp. in 1936 has been the
Court's principal contribution to the growth of executive power over
foreign affairs.[38]
The Court's declaration that the President is the "sole organ of the
federal government in the field of international relations" is a
powerful, albeit unfortunate, legacy of the case.[39]
Even when the sole organ doctrine has not been invoked by name, its
spirit, indeed its talismanic aura, has provided a common thread in
a pattern of cases that have exalted presidential power above
constitutional norms.
{17} The domination of Curtiss-Wright is reflected in the
fact that it is quite likely the most frequently cited case
involving the allocation of foreign affairs powers.[40]
The Court's opinion possesses uncommon significance in spite of the
fact that the case raised merely the narrow question of the
constitutionality of a joint resolution that authorized the
President to halt the sale of arms to Bolivia and Paraguay, then
involved in armed conflict in the Chaco, in order to help stop the
fighting. In an opinion by Justice George Sutherland, the Court
upheld the delegation of power against the charge that it was unduly
broad. If Justice Sutherland had confined his remarks to this issue,
Curtiss-Wright would have been overshadowed by Panama
Refining Co. v. Ryan and would never have surfaced in the tables
of contents of undergraduate textbooks.[41]
But Sutherland strayed from the issue and, in some ill-considered
dicta, imparted an unhappy legacy: the chimerical idea that
authority in foreign affairs was essentially an executive power,
which he explained "as the very delicate, plenary, and exclusive
power of the President as the sole organ of the federal government
in the field of international relations, a power which does not
require as a basis for its exercise an act of Congress."[42]
{18} Let us consider the historical context from which Sutherland
extracted the sole organ doctrine. In short, Sutherland greatly
expanded on Congressman John Marshall's speech in 1800 in which he
noted, "The President is the sole organ of the nation in its
external relations . . . Of consequence, the demand of a foreign
nation can only be made on him."[43]
Marshall was defending the decision of President John Adams to
surrender to British officials a British deserter, Jonathan Robbins,
in accordance with the Jay Treaty. The Robbins affair involved a
demand upon the United States, according to Marshall, and it
required a response from the President on behalf of the American
people. At no point in his speech did Marshall argue that the
President's exclusive authority to communicate with foreign nations
included a power to formulate or develop policy. Professor Edward S.
Corwin properly concluded, "Clearly, what Marshall had foremost in
mind was simply the President's role as instrument of communication
with other governments."[44]
This point of procedure had been acknowledged in 1793 by then
Secretary of State Thomas Jefferson, and this view had not been
challenged.[45]
Thus, it was Sutherland who infused a purely communicative role with
a substantive policymaking function and thereby manufactured a great
power out of the Marshallian sole organ doctrine. To have done this,
as McDougal and Riesman observed, was to confuse the "organ" with
the "organ grinder" and effectively undermine the constitutional
design for collective decisionmaking in foreign affairs.[46]
{19} Curtiss-Wright, then, was a radical, path-breaking
case. Despite the fact that exclusive presidential authority was a
product of Justice Sutherland's imagination, and despite the fact
that Sutherland's rhetoric has been dismissed as "dictum," it has
nevertheless enjoyed a long life.[47]
For more than fifty years now, the Court has trotted out the sole
organ doctrine whenever it has required a rationale to support a
constitutionally doubtful presidential action in foreign affairs. On
such occasions, and they have been numerous, the ghost of
Curtiss-Wright has been made to walk again. Even the most
cursory review of the cases in which it has been invoked makes clear
that the essence of this "spirit" is great "deference to executive
judgment in this vast external realm" of foreign relations.[48]
{20} This deference is perhaps attributable to the effects of
"court-positivism." According to this doctrine, the Court's
decisions are treated "as a given, to be explained, manipulated, and
systematized, but criticized only within narrow limits."[49]
This doctrine culminates in the view that the Constitution means
what the justices say it means. The tendency, therefore, is to treat
as "oracles" the few cases that have dotted an otherwise barren
constitutional landscape. Professor Gerhard Casper has described
court positivism thus: "It has also the paradoxical effect of
assigning a disproportionate importance to the few 'legal'
precedents that do exist. Absent the continuous consideration and
reconsideration of rules and principles, a few oracles have led to
the emergence of a constitutional mythology that does not bear close
analysis."[50]
For all its shortcomings, Curtiss-Wright has assumed the
status of an oracle. It has led the judiciary to defer to executive
judgment in cases involving executive agreements, travel abroad,
treaty termination, and the war power. Of course, these judicial
decisions have also drawn on the political question doctrine,
grounds of nonjusticiability and on the silence and inaction of
Congress. But the spirit of Curtiss-Wright is pervasive.
Executive Agreements
{21}Since Curtiss-Wright, presidents have utilized
executive agreements as the primary means of dominating the conduct
of foreign policy.[51]
This practice, which has resulted in a flood of unilateral
presidential agreements, precludes a role for the Senate; therefore,
executive agreements subvert the basic constitutional scheme
established in Philadelphia.[52]
The structural design of the Treaty Clause, as we have seen, was to
preclude the President from entering the field of foreign affairs
without the participation of the Senate. Fear of the abuse of power
dissuaded the framers from vesting the executive with such
unilateral authority.[53]
{22} There was no doubt among the framers and ratifiers that the
treaty making power was omnicompetent in foreign affairs; its
authority covered the field. As explained by Hamilton:
From the best opportunity of knowing the fact, I aver, that it
was understood by all to be the intent of the provision to give
that power the most ample latitude--to render it competent to all
the stipulations which the exigencies of national affairs might
require; competent to the making of treaties of alliance, treaties
of commerce, treaties of peace, and every other species of
convention usual among nations . . . And it was emphatically for
this reason that it was so carefully guarded; the cooperation of
two-thirds of the Senate with the President, being required to
make any treaty whatever.[54]
{23}The text of the Constitution makes no mention of executive
agreements. Moreover, there was no reference to them in the
Constitutional Convention or in the state ratifying conventions. The
Federalist papers likewise are silent on the subject. There is,
then, no support in the architecture of the Constitution for
executive agreements. Yet their usage has flourished since 1936.
Presidents claim independent constitutional power to make them,[55]
and the judiciary has sustained such presidential claims of
authority.[56]
The ultimate task, then, is to determine the source from which the
President derives the power to make executive agreements.
{24} An examination of the leading cases involving executive
agreements discloses judicial reliance on two constitutional
grounds: the sole organ doctrine and the recognition power of the
President.[57]
However, neither of these grounds is tenable. In United States v.
Belmont, Justice Sutherland upheld the validity of an executive
agreement that President Franklin D. Roosevelt negotiated with the
Soviet Union in 1933 involving the assignment of assets in both
countries.[58]
The Court took judicial notice that the Litvinov Assignment--an
agreement on property claims between Franklin Roosevelt and Maxim
Litvinov--was executed in conjunction with the 1933 recognition of
the Soviet government. The Court concluded that the pact derived its
force both from the President's status as sole organ and from his
power to recognize foreign governments.[59]
Justice Sutherland stated that Senate consultation was not required.[60]
{25} Justice Sutherland's sole organ doctrine fares no better in
the Belmont setting. Moreover, his invocation of the President's
"recognition power," which is derived from his duty under Article
II, section 3, to "receive Ambassadors and other public ministers,"
is misinterpreted. Hamilton, Madison, and Jefferson shared the
understanding that the recognition clause conferred upon the
President merely a ceremonial function that does not include any
"discretion" to reject foreign ministers.[61]
Writing what Madison considered the "original gloss" on the meaning
of the clause, Hamilton explained:
[The authority] to receive ambassadors and other public
ministers . . . is more a matter of dignity than authority. It is
a circumstance which will be without consequence in the
administration of government; and it was far more convenient that
it should be arranged in this manner, than there should be a
necessity of convening the legislature, or one of its branches,
upon every arrival of a foreign minister, though it were merely to
take the place of a departed predecessor.[62]
By any measure, Hamilton was referring to a diplomatic function.
{26} As Professor Louis Henkin has observed, "receiving
ambassadors" seems "a function rather than a 'power,' a ceremony
which in many countries is performed by a figurehead."[63]
Indeed, the distinction between a power and a function cannot be
stressed too strongly. Henkin has justly remarked that "while making
treaties and appointing ambassadors are described as 'powers' of the
President, receiving ambassadors is included in section 3, which
does not speak in terms of power but lists things the President
'shall' or 'may do.'"[64]
{27} Given the apparent refusal of the Convention members to
convert the recognition clause into a well of discretionary power
and to clothe the President with the treaty making power so that he
alone might conduct foreign policy, Belmont certainly
represents an "extreme extension" of presidential power in foreign
affairs.[65]
This extension contravenes not only the structure of the treaty
power but also the policy reasons that predetermined that structure.
Justice Sutherland did not address the Framers' intent in Belmont.
{28} The Court again considered the validity of the Litvinov
Assignment in 1942 in United States v. Pink.[66]
Echoing the opinion in Belmont, Justice William O. Douglas
invoked the sole organ doctrine as well as the recognition power as
authorization for the executive agreement.[67]
However, there was no need for Justice Douglas to attempt to sustain
the assignment on purely presidential powers. He concluded that "the
executive policy had been 'tacitly' recognized by congressional
appointment of commissioners to determine American claims against
the Soviet fund."[68]
However, Chief Justice Harlan Stone exposed the real issue in his
dissent by stating, "We are referred to no authority which would
sustain such an exercise of power as is said to have been exerted
here by mere assignment unratified by the Senate."[69]
{29} Belmont and Pink, in drawing upon
Curtiss-Wright[70],
can be seen as facilitating the trend toward presidential control of
U.S. foreign policy, at least with respect to the use of executive
agreements. And beginning in 1937, a virtual torrent of such
agreements was unleashed, at the expense of the Senate and its
constitutional role in making treaties.[71]
This trend, which continues to this day, as seen in Dames & Moore
v. Regan, constitutes a fundamental and extraordinary shift of
power from Congress to the President.[72]
{30} In Dames & Moore, which represented "a political
decision by a political court," the High Tribunal was at pains to
sustain the constitutionality of President Jimmy Carter's executive
agreement with Iran that secured the release of American hostages.[73]
In his opinion for the Court, then Justice (now Chief Justice)
William Rehnquist found statutory authorization for much of the
agreement but none for a critical leg: the suspension of all claims
pending against Iran in U.S. courts.[74]
Undaunted, Justice Rehnquist held that Congress had "tacitly"
approved the President's pact. Apparently, Congress had evinced its
support in two ways. First, Rehnquist located two statutes, the
"general tenor" of which, he said, had delegated broad discretionary
power to the President.[75]
He conceded, however, that the statutes alone did not provide
sufficient authority for the agreement.[76]
Second, Justice Rehnquist asserted that, by virtue of its silence,
Congress had acquiesced in the agreement. The Court concluded that
the absence of explicit delegation did not imply congressional
disapproval but merely showed that Congress had not anticipated such
a situation.[77]
{31} To be sure, the doctrine of "tacit" delegation based on
congressional acquiescence has its place in American jurisprudence.
But "tacit" delegation is an acquiescence of a particular kind; it
is based on a settled congressional understanding of an
administrative construction of a statute. In other words, suppose an
administrative agency adopts an erroneous interpretation of a
statute. If Congress reenacts the statute with knowledge of the
administrative interpretation, it is said to incorporate that
interpretation and to give statutory standing to what was previously
unlawful.[78]
In effect, Congress ratifies and adopts that construction.
{32} We find a single decision supporting this supposition. In
the nineteenth century, Congress passed a number of statutes that
made public lands available for private occupation. However, on
hundreds of occasions, without statutory authority, the President
withdrew some land from the right of entry. In 1915, in United
States v. Midwest Oil Co., the Court upheld President William
Taft's withdrawal of certain lands from the appropriation of oil
rights offered to the public by an act passed in 1897.[79]
The Court, consistent with the doctrine of tacit delegation, stated
that the "long-continued practice, known to and acquiesced in by
Congress," had gained the "implied consent of Congress."[80]
{33} There is, of course, no merit to the argument that an
executive abuse of power acquires legal status if Congress does not
correct it. In a parallel case, the Supreme Court held that a
well-established, well-known and long-continued practice of granting
suspended sentences did not justify the federal courts in following
this practice when the statute did not authorize it.[81]
Nevertheless, the case is one of statutory interpretation. It
treated congressional acquiescence as statutory authorization, not
as a gloss on the Constitution.
{34} Justice Rehnquist invoked Midwest Oil as precedential
authority for his theory that Congress may acquiesce in presidential
practices through silence. Of course, Midwest Oil is
inapposite to Dames & Moore. In Midwest Oil, the Court
recognized that Congress had passed a number of statutes with full
knowledge of prior presidential action. Those statutes provided the
requisite ratification of an administrative action. There was no
such ratification in Dames & Moore. Indeed, even Rehnquist
conceded that Congress had not passed a single statute to authorize
the executive agreement in the Iranian hostage crisis. Finally,
Congress did not even grant the "tacit" consent that it had in
Pink, by virtue of its appointment of negotiators. There was no
such congressional support in Dames & Moore.
{35} What remained for Rehnquist at this point was to glean
congressional support from congressional silence. This enterprise
was problematic; indeed, the Court has stated that it is
"treacherous to find in congressional silence alone the adoption of
a controlling rule of law."[82]
A failure to object does not necessarily mean that Congress approves
of the action. There may be numerous reasons why Congress may not
act even though a majority of the body may disagree with the
President. Professor Gewirtz has written:
[W]hen Congress is faced with an executive policy that is in
place and functioning, Congress often acquiesces in the
executive's action for reasons which have nothing to do with the
majority's preferences on the policy issues involved . . . In such
a situation, Congress may not want to be viewed as disruptive; or
Congresspersons may not want to embarrass the President; or
Congress may want to score political points by attacking the
executive's action rather than accepting political responsibility
for some action itself; or Congresspersons may be busy running for
reelection or tending to constituents' individual problems; or
Congress may be lazy and prefer another recess.[83]
{36} The implications of Justice Rehnquist's reasoning are
staggering. Ineluctably, the "doctrine of silence" would sanction
"an almost total transfer of legislative power to the executive, so
long as Congress does not object."[84]
Justice Rehnquist's argument is not new, of course, for it is but a
page torn from Theodore Roosevelt's "stewardship theory" of the
presidency. As explained by Roosevelt:
I decline to adopt this view that what was imperatively
necessary for the nation could not be done by the President,
unless he could find some specific authorization to do it . . . I
did not usurp power but I did greatly broaden the use of executive
power. In other words, I acted for the common well being of all
our people whenever and in whatever measure was necessary, unless
prevented by direct constitutional or legislative prohibition.[85]
Roosevelt's view, like Rehnquist's, "means that the President is
free to undertake any folly, provided it is so gross that it has not
occurred to Congress to forbid it."[86]
{37} At bottom, perhaps Dames & Moore v. Regan should not
be understood as having sustained a purely executive agreement;
after all, Justice Rehnquist ruled that the President enjoyed
congressional authorization through tacit delegation. But Justice
Rehnquist has misapplied the doctrine. As applied, it is a
prescription for the exercise of unilateral presidential power in
foreign affairs.
Travel Cases
{38} For the past thirty years, the Supreme Court has steadily
increased the power of the President to restrict the right of U.S.
citizens to travel abroad. The peak of the Court's respect for the
wishes of citizens to visit foreign lands was exhibited in its 1958
ruling in Kent v. Dulles, where the Court found that the
right to travel is guaranteed by the Due Process Clause of the Fifth
Amendment.[87]
Since then, the Court has managed to "find" exceptions to that right
by bowing to painfully plastic invocations of national security
needs. The Court's vulnerability to the spirit of Curtiss-Wright--"deference
to the judgment of the executive"--and its willingness to find
congressional "approval" of State Department passport policies on
the flimsiest of pretexts, have created an environment in which the
administration is the sole judge of its policies.[88]
In just a handful of cases, the Court has transmuted a congressional
lawmaking function to determine what, if any, restrictions are to be
imposed in foreign travel into a discretionary executive
policymaking tool of great scope. In light of this fundamental shift
of power, Justice Brennan has been moved to remark, "The reach of
the Secretary [of State]'s discretion is potentially staggering."[89]
{39} The first national passport legislation passed in 1858
vested in the executive branch the exclusive authority to issue
passports. Congress codified the language of this act in the
Passport Act of 1926.[90]
The 1926 Act did not grant specific authority to the Secretary of
State to refuse or revoke passports because, at that time, Congress
did not require passports for international travel by U.S. citizens
except during periods of war or national emergency.[91]
However, the Court found in Kent v. Dulles that, in passing
the 1926 Passport Act, Congress had adopted the State Department's
prior administrative practice. Apparently, the Secretary of State
had authority to resolve questions of the allegiance of a passport
applicant, which meant verifying his or her citizenship as well as
investigating the applicant's criminal activity. In the latter case
the Secretary could deny passports to those violating U.S. law or
seeking to escape the law. Thus, the adoption of this administrative
practice by statute constituted a legalization of that practice.
{40} The Court has ruled on only a few cases challenging the
validity of State Department regulations developed under the
Passport Act. In Kent v. Dulles, the first major case
concerning this issue, the Secretary of State denied the passport
application of two Communists under a department regulation that
prohibited the issuance of passports to Communist party members or
to persons going abroad to engage in activities enhancing the
Communist movement. The Court invalidated the regulation, per
Justice Douglas, who ruled that the freedom to travel is a "liberty"
protected by the Fifth Amendment and, moreover, that any regulation
of the freedom to travel must be made pursuant to the congressional
lawmaking function and must therefore be narrowly construed. Since
the secretary lacks express authority to deny passports, only an
administrative practice clearly adopted by Congress would imply a
delegation of its lawmaking function. The Court found that neither
the established administrative practice nor the specific delegation
to the Secretary were sufficient to deny a passport merely because
of one's beliefs and associations.[92]
{41} The bubble burst seven years later in Zemel v. Rusk,
in which the Court, per Chief Justice Earl Warren, sustained the
Administration's total ban on travel to Cuba.[93]
The Court applied the standard developed in Kent and claimed to have
discovered a substantial and consistent State Department practice of
restricting travel to named geographic areas, both in wartime and
peacetime, sufficient to warrant a conclusion that Congress was
aware of the Secretary's policy and thus implicitly approved of such
restrictions. The substance and "consistency" of such a practice is
doubtful. Justice Arthur Goldberg, in a dissenting opinion, revealed
that these "precedents" occurred during the proximity of war and
were thus immaterial because they fell within the war power of the
executive.[94]
{42} The Zemel Court also dismissed the Fifth Amendment
challenge, reasoning that if the government could restrict travel
within the United States for safety and welfare purposes, then
surely the State Department could similarly restrict travel to Cuba
for the same reasons. Chief Justice Warren, invoking
Curtiss-Wright, said that "the weightiest considerations of
national security" permit these travel restraints without violating
due process.[95]
{43} Justice Hugo Black filed a strong dissenting opinion and
took Warren to task for permitting the executive branch to make
laws:
Since Article I, however, vests "All legislative Powers" in the
Congress, and no language in the Constitution purports to vest any
such power in the President, it necessarily follows, if the
Constitution is to control, that the President is completely
devoid of power to make laws regulating passports or anything
else. And he has no more power to make laws by labeling them
regulations than to do so by calling them laws . . . I cannot
accept the Government's argument that the President has "inherent"
power to make regulations governing the issuance and use of
passports.[96]
{44} In Kent and Zemel, the Court recognized
enforcement as one method of establishing congressional awareness
and approval of the regulation. But it also stated, in terms
foreshadowing Dames & Moore v. Regan, that courts could find
approval from nothing more than congressional silence about a
long-standing administrative practice. Chief Justice Warren Burger
concluded that Congress had implicitly adopted the administrative
construction because it had not made any changes in the executive's
basic rulemaking power when it passed the Immigration and
Nationality Act of 1952 or when it amended the Passport Act in 1978.
Chief Justice Burger observed that Congress must have been aware of
the "longstanding and officially promulgated view" of the State
Department that the President could revoke passports for reasons of
national security. There is, of course, no such official policy, and
the cases advanced by Burger are not supportive.[97]
{45} The Kent-Zemel standard, which required a consistent
pattern of actual enforcement in order to establish the requisite
congressional approval, was for all intents and purposes overruled
in Haig v. Agee.[98]
Haig produced a new standard for establishing congressional
approval: that Congress allows the State Department to construct its
own regulations provides sufficient basis to assume implicit
congressional approval of a passport regulation.[99]
The Court in Kent had rejected a similar assertion by the
government, holding that only an established departmental practice
can convince the Court that Congress is sufficiently aware of the
claimed authority. But the Court in the Haig decision did not
require frequent instances of enforcement in order to build a track
record. Even if no enforcement occurred, the validity of the
executive's authority would not be destroyed, nor would lack of
enforcement preclude congressional awareness of the State
Department's construction.[100]
{46} That the Court could assume this position is all the more
incredible in light of Congress' 1978 amendment of the Passport Act
so as to deprive the President of all discretion with respect to the
issuance of passports except to those countries with which the
United States is at war or where there is imminent danger to
Americans.[101]
Yet in the face of this statute, the Court asserted the superiority
of national security claims, stating that "it is obvious and
unarguable that no government interest is more compelling than the
security of the nation."[102]
Therefore, said the Court, the government may regulate foreign
travel within the limits of due process. But the guarantees of due
process demand nothing more than the offer of a prompt revocation
administrative hearing and a statement of reasons for the action.[103]
{47} Given the Court's view in Haig that the executive
branch need merely assert a construction of its own regulation in
order to satisfy the need for congressional awareness, it is little
wonder that Justice Brennan would view the State Department's
discretion as "potentially staggering."[104]
Perhaps his use of the word "potentially" was optimistic. The
discretion already is "staggering."
The Political Question Doctrine
{48}The political question doctrine, the "principle under which
the courts defer the determination of an issue to the political
branches of government," stems primarily from the Court's concern
for the separation of powers and its own role within that scheme.[105]
There is a continuing debate about the scope of the doctrine, the
essence of which involves two very different theories.
{49} Chief Justice John Marshall espoused the "classical" view in
Cohens v. Virginia, stating that the courts "have no more
right to decline the exercise of jurisdiction which is given, than
to usurp that which is not given."[106]
Similarly, Professor Herbert Wechsler has said that the existence of
a political question in any particular issue is determined by
"whether the Constitution has committed to another agency of
government the autonomous determination of the issue."[107]
Accordingly, a court must first decide the threshold separation of
powers issue before it can invoke the political question doctrine.[108]
A second theory, the "prudential" view, holds that courts should
weigh the consequences that a particular case might have on the
judiciary before addressing the merits of the claim.[109]
{50} The invocation of the political question doctrine has been a
major means by which the judiciary has strengthened the President's
role in foreign affairs. This section examines the judicial
application of the doctrine in the areas of war making and treaty
termination. First we turn to Goldwater v. Carter, in which
Rehnquist, writing for a plurality, stretched the doctrine beyond
its previous limits.[110]
Treaty Termination
{51} In Goldwater v. Carter, Senator Barry Goldwater
challenged President Carter's unilateral termination of the 1954
Mutual Defense Treaty with Taiwan.[111]
In an opinion by Rehnquist (Burger, Stewart, and Stevens
concurring), it was held that the issue of treaty termination
represented a nonjusticiable political question precisely because it
involved "the authority of the President in the conduct of foreign
relations and the extent to which the senate or congress is
authorized to negate the action of the President."[112]
{52} The plurality's decision clearly is unfounded. In the words
of Justice William Brennan's dissent, the quartet "profoundly
misapprehend[ed] the political question doctrine as it applies to
foreign relations."[113]
Indeed, in the opinion of Justice Lewis Powell, who concurred in the
dismissal of the case but on grounds of ripeness, the foursome's
"reliance upon the political question doctrine [was] inconsistent
with our precedents."[114]
{53} In his notable opinion in Baker v. Carr, Justice
Brennan drew order from the confusion surrounding the political
question doctrine.[115]
After a discussion of the previous cases, he set forth six
alternative tests for identifying political questions:
Prominent on the surface of any case held to involve a
political question is found a textually demonstrable
constitutional commitment of the issue to a coordinate political
department; or a lack of judicially discoverable and manageable
standards for resolving it; or the impossibility of deciding
without an initial policy determination of a kind clearly for
non-judicial discretion; or the impossibility of a court's
undertaking independent resolution without expressing lack of
respect due coordinate branches of government; or an unusual need
for unquestioning adherence to a political decision already made;
or the potentiality of embarrassment from multifarious
pronouncements by various departments on one question.[116]
{54} The issue of treaty termination does not conform to any of
these analytical components of the political question doctrine.
Justice Brennan's first test--a textual commitment--has been justly
characterized by Wechsler as the governing principle of the
doctrine. He stated that "all the doctrine can defensibly imply is
that the courts are called upon to judge whether the Constitution
has committed to another agency of government the autonomous
determination of the issue raised."[117]
There is, of course, no textual commitment of the authority to
terminate treaties, for the Constitution is silent on the point.
Thus, Goldwater certainly could not be labeled a political question
case on this ground.
{55} Under Brennan's second test, there is also no "lack of
judicially discoverable and manageable standards" for resolving the
issue.[118]
For example, the Court might have examined the logic of the treaty
power's structure and drawn the inference that the authority to
terminate treaties is coalescent with the treaty power. Support for
this symmetrical construction was expressed by Justices Joseph Story
and Benjamin Cardozo, two of the nation's most eminent jurists. Or
the Court might have studied the historical practice of treaty
termination, which would have revealed three alternatives:
termination by the President and Senate jointly, by congressional
directive, or by independent presidential action. Any one of these
inquiries would have disclosed "manageable standards."[119]
{56} Neither Brennan's third test, which prohibits a nonjudicial
policy determination, nor his fourth, which precludes resolution of
the issue if it would require the judiciary to exhibit insufficient
respect toward a coordinate branch of government, is applicable here
either.[120]
Surely the courts may not undertake an initial policy determination
to make or terminate a treaty, for this type of action is
nonjudicial. But deciding whether the appropriate political branch
has made that determination is clearly justiciable.[121]
Moreover, the Court does not commit such a social solecism if it
determines that the President has transgressed constitutional
bounds. As Chief Justice John Marshall stated in Marbury v.
Madison, "to what purpose are powers limited, and to what
purpose is that limitation committed to writing, if these limits
may, at any time, be passed by those intended to be restrained?"[122]
Whatever risk of insufficient respect toward the President exists,
the overriding concern must attach to the integrity of the
Constitution and its framework of limited government. "It is far
more important," observed Justice Douglas, "to be respectful to the
Constitution than to a coordinate branch of the government."[123]
{57} Brennan's fifth criterion is "an unusual need for
unquestioned adherence to a political decision already made."[124]
Although it is not clear which cases might satisfy this criterion,
outside of, perhaps, a declaration of war, it is hard to imagine
that this test could encompass the termination of a treaty.
{58} Finally, the last reason cited by Brennan was "the potential
embarrassment from multifarious pronouncements by various
departments on one question."[125]
Brennan probably had in mind Luther v. Borden, in which the
Court was asked to decide which of two rival governments was the
legitimate republican government in Rhode Island.[126]
That case represented the possibility of six pronouncements, by six
departments, on one question. In Goldwater, however, we do
not find "multifarious pronouncements." Indeed, only the President
acted, and that action was challenged as unconstitutional. If the
Court had ruled that President Carter's termination of the Taiwan
Treaty were invalid, that fact no doubt would have been embarrassing
to some and annoying to Peking, but it would not have produced the
chaos Justice Brennan had in mind.
{59} For Justice Rehnquist, the issue of treaty termination was a
nonjusticiable political question merely because it raised the
question of the allocation of foreign affairs power between the
President and Congress. Rehnquist thus ignored Justice Brennan's
sagacious observation in Baker v. Carr that "it is error to
suppose that every case or controversy which touches foreign
relations lies beyond judicial cognizance."[127]
Justice Rehnquist's obeisance to the President in the conduct of
foreign policy recalls the folly of Curtiss-Wright, the
proposition that the President is the sole organ in foreign affairs.[128]
{60} Whatever authority the President has in the formulation of
international policy, he is not the Pied Piper, and the other
branches of government and the American public are not the children
of Hamlin. Such a storybook view of presidential power cannot be
reconciled with constitutional restrictions. To be sure, the
allocation of power in the Constitution is not always clear, but
when there is a question as to the repository of authority,
determination of the matter is left to the courts. Justice
Rehnquist's view that each of the branches "has resources available
to protect its interests" would, as Raoul Berger has remarked,
"return us to settlement of differences by Kentucky feud."[129]
Rehnquist's adoration for this sort of legal Darwinism would not
save us from a covetous or usufructuary executive, but a Court
committed to the Constitution might.
{61} In an astute study of the political question doctrine,
Professor Fritz Scharpf concluded that "the political question . . .
had no place when the [C]ourt was presented with conflicting claims
of competence among the departments of the federal government."[130]
That was the view of the Court in Powell v. McCormack, where
it declared that its principal duty was to decide "whether the
action of [another] branch exceeds whatever authority has been
committed."[131]
In Goldwater, however, the Court abdicated that duty. Despite
Justice Powell's reminder that in the past the Court had been
willing to determine "whether one branch of our government has
impinged upon the power of another," the Court declined to answer a
very straightforward question in Goldwater: In which
department of government does the Constitution vest the authority to
terminate treaties?[132]
{62} As a practical matter, the Court's action, or rather its
inaction, left the termination of the Mutual Defense Treaty intact.
Although the plurality opinion in Goldwater did not establish
a legal precedent, it will nevertheless establish a foundation,
however shaky, for future unilateral presidential treaty
terminations.[133]
This result will have the unfortunate effect of placing the
exclusive authority to terminate defense, commercial, economic, and
arms control agreements, among others, in the hands of the
President.
Political Questions and the War Power
{63} Since 1950, the United States has been involved in a series
of unilateral executive wars. Presidential usurpation of the war
power has become commonplace, but this practice violates the policy
objectives of the War Clause. Those present at the Constitutional
Convention, fearful that one man might rush the nation into war,
vested in Congress the exclusive power to initiate hostilities.
Apparently oblivious to the common sense underlying this allocation
of power, the judiciary remains a co-conspirator in this bifurcation
of law and practice.
{64} Indeed, its invocation of the political question doctrine
has been a major means by which the judiciary has strengthened the
role of the President in the conduct of foreign policy. Throughout
the Vietnam War, for example, lower courts routinely invoked the
doctrine in response to challenges to the constitutionality of that
war, and many observers viewed this unwillingness to address the
merits of the claims as a sign of judicial approval of
administration policy.[134]
This reticence certainly did not dissuade the President from
continuing the war effort.
{65} Aside from the problematical inferences drawn from the
silence of the courts, the Vietnam War--like the Korean War before
it and the later wars in Grenada and Panama--did not receive
congressional authorization, which the Constitution requires.[135]
The fact that various Presidents initiated war without congressional
authorization created a constitutional crisis that might have been
resolved by the judiciary, but it was not. As a consequence, the
United States has suffered a string of presidential wars from Korea
to Panama.
{66} This series of presidential wars reflects a fundamental
shift of power from Congress to the President. In a few cases
challenging President Ronald Reagan's military adventures in
Grenada, Nicaragua, and El Salvador, lower courts have refused to
rule on the merits. As might be expected, they have held that these
cases constitute nonjusticiable, political questions.[136]
Judicial reluctance to enforce constitutional boundaries in the area
of foreign policy has threatened, in Raoul Berger's phrase, to
convert the Jefferson "'chains of the Constitution' into ropes of
sand."[137]
The effect has been to encourage the tendencies of the imperial
presidency. It is no surprise, therefore, that recent presidents
have come to view the military of the United States as a private
army at their beck and call to fulfill the goals of a foreign policy
agenda. However, this shift threatens the foundation of our
republican form of government as well as our tradition of
constitutionalism.[138]
{67} The nation's need for a judicial branch that will
unflinchingly "say what the law is," therefore, is of greatest
importance.[139]
The law, as we have seen, was articulated in a number of cases at
the dawn of the Republic: only Congress may constitutionally
initiate war.[140]
The unwillingness of the judiciary to declare the Vietnam War
unconstitutional illustrates the fact that the judicial branch of
government abdicated its institutional duties. There is no need here
to review the judiciary's treatment of the cases challenging the
legality of that war, for such reviews can be found elsewhere.[141]
Suffice it to say that although no court affirmed the legality of
the unilateral presidential war, only one court declared the war
illegal.[142]
At the district and circuit court levels, judges routinely declared
the issues nonjusticiable, and the Supreme Court routinely denied
certiorari.[143]
{68} Recent lower court decisions have, in the tradition of the
Vietnam War rulings, dismissed challenges to presidential warmaking
on various grounds of nonjusticiability. In Crockett v. Reagan,
the D.C. Court of Appeals dismissed as a political question a suit
filed by members of Congress that claimed President Reagan had
violated the War Powers Resolution when he failed to submit a report
that American soldiers had been introduced into hostilities in El
Salvador.[144]
The Court refused to engage in the fact-finding necessary to
determine whether hostilities existed or were imminent and reasoned
that "[t]he question here belongs to the category characterized by a
lack of judicially discoverable and manageable standards for
resolution."[145]
The Court stated that it lacked "the resources and expertise
[necessary] to resolve disputed questions of fact concerning the
military situation in El Salvador."[146]
The difficulty involved in the fact-finding process, however, did
not justify the invocation of the political question doctrine since
the Supreme Court, in Baker v. Carr, had fenced off
resolution of disputes characterized by uncertain legal standards
but not those which entailed difficulties in settling questions of
fact.[147]
{69} Members of Congress who claimed that President Reagan's use
of military force in the Persian Gulf in 1987 violated the
procedures of the War Powers Resolution met a similar fate in
Lowry v. Reagan.[148]
In Lowry, 110 plaintiffs saw their suit dismissed on two
grounds: political question and remedial discretion. Here, as in
Crockett, the Court misapplied the political question doctrine.
The Court feared that a decision on the merits--whether a cease-fire
in the Gulf meant that U.S. forces were in a situation in which
hostilities were either present or imminent--would have required an
evaluation of the stability of the cease-fire, a task "beyond
judicial cognizance."[149]
However, the existence of disputed questions of fact does not
provide a basis to apply the political question doctrine; if that
were so, judicial abstention would be the rule and not the
exception. Disputed facts must be resolved through the traditional
means of gathering evidence, not buried by resort to the doctrine of
political questions.
{70} The district court in Lowry also dismissed the
lawsuit on the basis of the doctrine of remedial discretion, a
judicial tool which mandates dismissal of congressional claims where
members have an effective in-house remedy for their injuries, such
as the enactment, repeal or amendment of a statute.[150]
In 1985, in Sanchez-Espinoza v. Reagan, D.C. Circuit Judge
(now Justice) Ruth Bader Ginsburg wrote a concurring opinion in
which she dismissed as not ripe for review a suit brought by twelve
members of Congress on issues arising from U.S. actions in
Nicaragua.[151]
Judge Ginsburg said of the War Clause claim, "The Judicial Branch
should not decide issues affecting the allocation of power between
the President and Congress until the political branches reach a
constitutional impasse."[152]
Moreover,
Congress has formidable weapons at its disposal--the power of
the purse and investigative resources far beyond those available
in the Third Branch. But no gauntlet has been thrown down here by
a majority of the Members of Congress. On the contrary, Congress
expressly allowed the President to spend federal funds to support
paramilitary operations in Nicaragua. "If the Congress chooses not
to confront the President, it is not our task to do so."[153]
The message from the Court was clear and familiar: if Congress fails
to assert its powers, it cannot expect to be protected by the
judiciary.
{71} The Lowry Court viewed the lawsuit as "a by-product
of political disputes within Congress regarding the applicability of
the War Powers Resolution to the Persian Gulf situation."[154]
The Court drew this conclusion from the numerous bills that had been
introduced to "compel the President to invoke" the Resolution, to
strengthen it, and to repeal it.[155]
The tribunal embraced Justice Powell's concurring opinion in
Goldwater v. Carter and stated that the "passage of legislation
to enforce the Resolution, would pose a question ripe for review,"
but that Congress had not passed a law and without it the Court
would be interfering in the legislative debate.[156]
The court's major error in this line of reasoning was its assumption
that the plaintiffs' dispute was with "fellow legislators" and not
with the President.[157]
Lowry did not involve an intramural debate. Indeed, Congress
had, in the passage of the War Powers Resolution, required the
President to submit a report when troops had been introduced into
hostilities or when hostilities were imminent.[158]
President Reagan had not complied with the law and the plaintiffs
simply sought enforcement of it.
{72} In 1990, in the closely-watched case Dellums v. Bush,
U.S. District Judge Harold H. Greene dismissed as not ripe for
review a congressional challenge to President George Bush's claim of
unilateral authority to wage war in Kuwait.[159]
Nevertheless, in his decision Judge Greene forcefully rejected many
of the sweeping claims made by the executive branch. He stated:
[If the President] had the sole power to determine that any
particular offensive military operation, no matter how vast, does
not constitute war-making but only an offensive military attack,
the congressional power to declare war will be at the mercy of a
semantic decision by the Executive. Such an 'interpretation' would
evade the plain language of the Constitution, and it cannot stand.[160]
{73} In response to the Department of Justice's contention that
the issue was political and not judicial, Judge Greene ruled:
[T]he Department goes on to suggest that the issue in this case
is still political rather than legal, because in order to resolve
the dispute the court would have to inject itself into foreign
affairs, a subject which the Constitution commits to the political
branches. That argument, too, must fail. While the Constitution
grants to the political branches, and in particular to the
Executive, responsibility for conducting the nation's foreign
affairs, it does not follow that the judicial power is excluded
from the resolution of cases merely because they may touch upon
such affairs . . . In fact, courts are routinely deciding cases
that touch upon or even have a substantial impact on foreign and
defense policy.[161]
{74} Although Judge Greene rejected the Bush Administration's
sweeping assertions of independent presidential war powers, he
nevertheless determined that the case was not ripe for judicial
determination "unless the Congress as a whole, or by a majority, is
heard from, the controversy here cannot be deemed ripe; it is only
if the majority of the Congress seeks relief from an infringement on
its constitutional war-declaration power that it may be entitled to
receive it."[162]
{75} While there is merit to the judicial concerns underlying the
doctrines of ripeness and remedial discretion, the judiciary's
obligation to police constitutional boundaries remains a greater
concern. As these matters stand, if a minority in either the House
or the Senate is unable to move its chamber to repel a presidential
usurpation of power, the minority cannot find relief in court. This
problem is particularly acute in the case of war-making, since
members of Congress will have been deprived of their constitutional
authority to vote on the wisdom of initiating war. The application
of these judicial barriers was defended in Lowry and
Dellums by the resuscitation of Justice Powell's emphasis on the
silence of Congress with respect to the issue of treaty termination
in his concurring opinion in Goldwater:
Congress has taken no official action. In the present posture
of this case, we do not know whether there ever will be an actual
confrontation between the Legislative and Executive branches . . .
It cannot be said that either the Senate or the House has rejected
the President's claim. If the Congress chooses not to confront the
President, it is not our task to do so.[163]
{76} The invocation of the doctrines of ripeness and remedial
discretion in warmaking cases, on grounds that Congress has taken no
action with respect to presidential warmaking, ignores the fact that
the institutional indifference of members of Congress toward their
constitutional responsibilities has no bearing whatever on the
Court's duties, which are independent of those vested in Congress.
Neither the judicial duty "to say what the law is"[164]
nor the scope of congressional power can be made to hinge on the
interests, knowledge or integrity of Congress.[165]
History teaches, and the Constitution contemplates, that public
servants may not execute their duties faithfully, responsibly, or
diligently.[166]
How ironic it is that a majority of Congress, uninterested in
exercising or defending its powers, as contemplated by the doctrines
of separation of powers and checks and balances, would be rewarded
for its irresponsibility, while a minority, committed to both
constitutionalism and constitutionally-allocated institutional
values, can find no relief, support, or protection from the courts.[167]
{77} It is true, as the courts have held, that Congress has
resources to draw upon in battle with the executive, among them the
power of the purse, the power to abolish programs and departments,
investigatory authority, and the ultimate weapon, impeachment of the
President for encroachment on its powers or for subversion of the
Constitution.[168]
But however formidable these weapons may appear to be, they are
difficult to effectuate.[169]
Moreover, they require majorities, and even a supermajority in the
event of impeachment, and thus would be unavailing to the
ineffectual minority that seeks judicial protection.[170]
But should we really prefer an inter-branch conflict, with knives
drawn and tempers frayed, to an impartial and dispassionate judicial
resolution of competing constitutional claims?[171]
Is the nation well-served by a Court which sits idly by in the face
of a manifest constitutional violation?[172]
{79} The Constitution was written not for Congress but for the
American people.[173]
Presidential usurpation of power does not become more or less legal
as a result of congressional acquiescence or challenge. The
constitutionality of a presidential act is determined solely on the
basis of whether it enjoys constitutional warrant. Thus, judicial
settlement of a constitutional controversy between the President and
members of Congress, as in Dellums, does not constitute an
intrusion into the business of the House and Senate; it serves as a
check on the President. It is not an unwarranted interference in the
affairs of Congress but an exercise of the courts' duty to police
constitutional boundaries.[174]
As Chief Justice Edward White stated in 1912, in words that echo
Marbury v. Madison, it is the "ever present duty [of the courts]
to enforce and uphold the applicable provisions of the Constitution
as to each and every exercise of governmental power."[175]
{80} The duty of the Court to enforce the exclusive grant of
authority to Congress to initiate war is surely more vital and
compelling than its solemn responsibility to safeguard the sole
power of Congress to appropriate funds from the United States
Treasury.[176]
Who would excuse a judicial invocation of the doctrines of ripeness
and remedial discretion in the face of a presidential usurpation of
the appropriations power? The constitutional measure of the exercise
of each power is whether Congress has acted affirmatively by voting.
Congressional silence is not the mechanism provided by the
Constitution for the authorization of war or appropriations. Whether
Congress has taken that affirmative action is a legal issue subject
to resolution by the courts.
{81} If a quiescent Congress bows to a usurpatious President, and
if the Court shirks its duty to say what the law is, what is left in
the way of governmental institutions to bring an errant executive to
heel? Who, indeed, will act to maintain the integrity of the
Constitution?
II. JUDICIAL DEFERENCE TO THE EXECUTIVE
{82}As we have seen, the Court has been willing, even eager, to
manipulate the Constitution and statutory law in order to justify
executive action in the realm of foreign affairs. The Court's
reflexive use of law to legitimate the international politics of the
President, and its concomitant paralytic refusal to invoke its
paramount prerogative of invalidation, have served to exalt the
President's authority in these matters above constitutional norms.[177]
{83} The judiciary's deference to the executive and its
determination to clothe the President with powers that are not
tethered to the Constitution evokes questions about its motives. Why
has the judicial branch been so loath to find usurpation of power?
Why has it evinced no disposition to frustrate the tremendous growth
of power in the executive, especially in the field of foreign
relations? A complete explanation is beyond the reach of this
article. The explanatory factors adequate to such a task are like
pieces of a puzzle that cannot at this juncture be fitted properly.
No more is hoped for here than to succeed in placing most of the
pieces on the table.
{84} It is likely that the Court views its function as supporting
governmental policy once it has been established.[178]
Invariably, this perspective translates into support for
presidential conduct of U.S. foreign relations. Certainly, any
attempt to adduce an explanation would have to include the Court's
belief that the President has plenary powers in the area of foreign
policy that give him broad, discretionary authority to identify and
define national interests and national security. Second, the Court
claims that it lacks competence, expertise, equipment, and
guidelines for resolution of foreign affairs cases. Finally, the
Court fears the embarrassment, chaos, and confusion that may attend
the exercise of judicial power reversing a presidential act. These
factors have coalesced to make the judiciary an arm of the executive
in the conduct of foreign policy.
{85} There can be little doubt that Curtiss-Wright has
overwhelmed the foreign relations law of the United States.[179]
The Court's penchant for precedent, however flimsy, drives it almost
inexorably back to Curtiss-Wright, the source of the view
that the President exercises plenary authority over foreign affairs.
The effect of court-positivism has given this case an oracular
status that will not likely be diminished.[180]
{86} Indeed, from Belmont and Pink to Zemel
and Haig, the Court has regularly evinced its support of the
President's dominant role.[181]
As an attribute of his authority, the President has virtually
unlimited discretion to identify and define U.S. national security
interests. As manifested in Zemel and Haig, when the
Court withdrew all checks on the executive's power to regulate
travel where national security interests are concerned, the Court
has shown an exaggerated deference to the President's perception in
this area. Of course, it is of no moment to the judiciary that this
sole organ doctrine has been savaged by constitutional scholars as
utterly without foundation and support in Anglo-American legal
history.[182]
{87} The Court's obeisance to the President cannot be explained
solely in terms of its subscription to the sole organ doctrine,
however. Sixty years ago, Professor Louis Jaffe was at pains to
understand the Court's almost "unreasoning sense of incompetency" in
foreign relations cases.[183]
This sense of incompetency--which becomes, in the judges' minds, "no
competency"--should be considered in the broader context of the
Court's view that the President is superior in every aspect of
policymaking because of his alleged superior information, expertise,
foreign relations machinery, diplomatic skills, and better
understanding of the national interest. In short, the judges place
more faith in the executive process of weighing values and measuring
the gains and losses of policies than they do in the judicial
process. This mindset of a lack of competency is evident in a number
of the cases that we have reviewed, ranging from Curtiss-Wright
(in which Justice Sutherland supported the President's lofty status
with the claim of superior information) to its unwillingness to rule
on the issue of unilateral presidential warmaking.[184]
The Court's sense of incompetency in foreign affairs is also
reflected in the political question doctrine, as exemplified by the
test involving a lack of "judicially discoverable and manageable
standards."[185]
{87} Given this backdrop of the judiciary's insecurity in its
competency and the fact that the Court ordinarily can only check
acts after they have occurred, repeated judicial deference is
somewhat more comprehensible. As a result, there is something of an
urge to "go along" with the established policy. In reality, judicial
deference provides a support function for the executive since
Congress rarely acts first, and this act of filial piety can work
tragedy, as it did in the internment of Japanese-Americans in World
War II.
{88} Finally, the Court recognizes the political realities of the
international realm. The contortions of Justice Rehnquist in
Dames & Moore, stretching and twisting to find congressional
authorization for President Carter's agreement with Iran, reflects
his understanding of realpolitik and the complexities of
international negotiation.[186]
If the Court had ruled against the Iranian pact, chaos and confusion
may have resulted and a carefully crafted diplomatic package could
have been unraveled. A similar fate awaited President Roosevelt in
both Belmont and Pink if the Court had not contrived
authority for the executive branch. Embarrassment is a weighty
concern for the Court, as are its desires to promote order and
tranquillity and avoid confusion and stress.
{89} For all of these reasons, and perhaps others, the Court is
inclined to take a very narrow view of its role in foreign affairs
cases. The reasoning underlying this conception leads the Court to
grant considerable respect, latitude, and discretion to other
departments, especially in foreign affairs cases. In short, the
Court believes it should not interfere with a President's
policymaking but instead should give him virtually untrammeled
authority. With this line of thought we have come full circle, for
we have returned to the argument of Curtiss-Wright.
III. CONCLUSION: POLICING CONSTITUTIONAL
BOUNDARIES
{90} The growth of executive foreign affairs powers in the past
sixty years has been tremendous. Although given only modest
authority by the Constitution, the President's powers have become so
great as to provide him with a virtual "monopoly" over foreign
affairs.[187]
{91} The judicial contribution to presidential hegemony is
reprehensible. Beginning with Curtiss-Wright, the courts have
steadily fed the springs of presidential power.[188]
They have done so by showing great deference to the executive,
sometimes by virtue of the political question doctrine and other
times by blanket disregard of congressional intentions. Whatever the
method, the judiciary has played a pivotal role in the trend toward
executive domination of foreign affairs.
{92} Its obeisance to the President betrays the wisdom of the
deep-seated suspicion with which the framers and ratifiers viewed
executive discretion, an animus so powerful that it led them,
virtually without dissent, to place the conduct of foreign policy
beyond the presidency and in the more trusted hands of Congress.
That decision, of course, also reflected their commitment to the
republican principle of collective decisionmaking, a process they
believed would produce foreign policy consistent with the national
interests.
{93} Acting as an arm of the executive branch, the Court has done
much to undermine collective decisionmaking and shared powers in
foreign affairs at the expense of its duty to police constitutional
boundaries. As Justice Robert Jackson said, "some arbiter is almost
indispensable when power is . . . balanced between different
branches, as the legislative and executive . . . Each unit cannot be
left to judge the limits of its own powers."[189]
By policing constitutional boundaries, the Court not only maintains
the integrity of the Constitution but also protects the entire
political community against usurpation. A political community like
the United States expects that the allocation of governmental power
by the Constitution will be maintained--barring, that is,
fundamental changes through the amendment process. Change through
that method assures the sovereign people a voice in the system by
which they are governed. When the written Constitution is violated
by usurpation of power, the people may wonder about the utility of
limited powers "if these limits may, at anytime, be passed by those
intended to be restrained."[190]
{94} John Marshall, speaking as a member of the Virginia
Ratifying Convention, had an answer. "To what quarter will you look
for protection from an infringement on the Constitution, if you will
not give the power to the judiciary? There is no other body that can
afford such a protection."[191]
In recent years, the judiciary has failed to provide protection
against executive usurpation of legislative power in foreign
affairs; indeed, it has sanctioned it. As a result, the doctrine of
shared powers has been virtually emasculated. If Marshall is right,
then the Constitution and the Republic are imperiled.
NOTES
- For a discussion of this trend from a sharply
critical perspective, see DAVID GRAY
ADLER, THE CONSTITUTION
AND THE TERMINATION OF TREATIES
(1986) [hereinafter ADLER, TERMINATION];
Adler, The Constitution and Presidential Warmaking, POLITICAL
S CIENCE QUARTERLY,
Spring 1988 at 103 [hereinafter, Adler, Warmaking]; RAOUL
B ERGER, EXECUTIVE PRIVILEGE:
A CONSTITUTIONAL MYTH
(1974) [hereinafter BERGER]; ARTHUR
SCHLESINGER, JR., THE
IMPERIAL PRESIDENCY (1973); FRANCIS
D. WORMUTH AND EDWIN
B. FIRMAGE, TO CHAIN
THE DOG OF WAR:
THE WAR POWER
OF CONGRESS IN HISTORY
AND LAW (1986); LOUIS
FISHER, PRESIDENTIAL
WAR POWER (1995).
- For differing explanations, see Ira
Katznelson and Kenneth Prewitt, Constitutionalism, Class and
the Limits of Choice in U.S. Foreign Policy, in CAPITALISM
AND THE STATE IN U.S.-LATIN
AMERICAN RELATIONS
25 (Richard Fagen ed., 1979); THEODORE LOWI,
THE PERSONAL PRESIDENT:
POWER INVESTED, PROMISE
UNFULFILLED (1985); PHILIP
KURLAND, WATERGATE AND THE
CONSTITUTION (1978); LESLIE
GELB AND RICHARD BETTS,
THE IRONY OF VIETNAM:
THE SYSTEM WORKED
(1979). See also authors cited supra note 1.
- United States v. Curtiss-Wright Export Corp., 299
U.S. 304 (1936).
- Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177
(1803).
- See ADLER, TERMINATION,
supra note 1, at 84-148.
- For a discussion of the commander-in-chief clause,
see Adler, Warmaking, supra note 1, at 8-13;
BERGER, supra note 1, at 60-64.
- See Hamilton's explanation in THE
FEDERALIST No. 69, at 451 (Alexander
Hamilton) (Edward M. Earle ed., 1937). Madison's remarks may be
found in THE LETTERS
OF PACIFICUS AND HELVIDIUS
76-77 (Richard Loss ed., 1976). See Adler, The
President's Recognition Power, 25 PRESIDENTIAL
STUDIES QUARTERLY
267 (Spring 1995).
- U.S. CONST. art. II, § 2,
cl. 2.
- Such a straight-forward, textualist approach
provides a basis which, in the words of Professor Philip Bobbitt,
is readily apprehendable by the people at large, namely, given
common-language meaning to constitutional provisions. PHILIP
BOBBITT, CONSTITUTIONAL
FATE 31 (1982). The significance of the
plain meaning of the words should not be underestimated. As
Justice Joseph Story observed,
Constitutions . . . are instruments of a particular nature,
founded on the common business of human life, adapted to common
wants, designed for common use, and fitted for common
understanding. The people make them; the people adopt them; the
people must be supposed to read them . . . and cannot be
presumed to admit in them any recondite meaning.
Id. at 25-26.

- THE FEDERALIST
No. 75 (Alexander Hamilton).
- ADLER, TERMINATION,
supra note 1, at 93.
- For similar remarks, see id. at 291, 323.
Senator Rufus King, one of the framers, stated in Congress in 1818
that, "To the validity of all . . . proceedings in the management
of foreign affairs; the constitutional advice and consent of the
Senate are indispensable." 31 ANNALS OF CONG.
106-07 (1818). See also ADLER, TERMINATION,
supra note 1, at 84-148.
- For example, it was argued in the Constitutional
Convention that the various political, economic, and security
interests of the states could be protected only if each state had
an equal voice in the treaty-making process. See ADLER,
TERMINATION, supra note 1, at 84-88.
- In the North Carolina Ratifying Convention,
William Davie, one of the framers, indicated that the jealousy of
executive power, which has shown itself so strongly in all the
American governments, would not admit of lodging the treaty powers
in the President alone. 4 JONATHAN ELLIOT,
DEBATES IN THE SEVERAL
STATE CONVENTIONS ON THE
ADOPTION OF THE FEDERAL
CONSTITUTION 120 (2d ed. 1836). In order to
allay fears that the Convention had created an embryonic monarchy,
Hamilton launched into a minute analysis of presidential power in
The Federalist No. 69, and advised that nothing was to be feared
from an executive with the confined authorities of the President.
Fear of a return of Executive authority like that exercised by the
Royal Governors or by the King had been ever present in the States
from the beginning of the Revolution. CHARLES
WARREN, THE MAKING OF THE
CONSTITUTION 173 (1947).
- THE FEDERALIST
No. 75, at 487 (Alexander Hamilton) (Edward M. Earle ed., 1937).
- U.S. CONST. art. I, § 8,
cl. 1, 11.
- When the framers were discussing the repository
of the war power, they considered a proposal to give the national
executive the executive powers of the Continental Congress. But
concern was expressed that this power would include the power of
war, which would make the executive a monarchy. James Wilson
sought to allay such concerns in stating, "Making peace and war
are generally determined by Writers on the Laws of Nations to be
legislative powers. He added that "the Prerogatives of the British
Monarchy" are not "a proper guide in defining the executive
powers. Some of the prerogatives were of a legislative nature.
Among others that of war & peace." 1 MAX FARRAND,
THE RECORDS OF THE FEDERAL
CONVENTION OF 1787, 65-66, 73-74 (1911).
Madison agreed with Wilson. See id. at 70. For discussion
of the allocation of the war power and the President's authority
to repel attacks against the United States, see Adler,
Warmaking, supra note 1, at 3-13.
- ELLIOT, supra note
14, vol. 2, at 528.
- For statements in the state ratifying
conventions, see Adler, Warmaking, supra note 1, at
5. For example, James Iredell stated in North Carolina, "The
President has not the power of declaring war by his own authority
. . . Those powers are vested in other hands. The power of
declaring war is expressly given to Congress." And Charles
Pinckney, a delegate in Philadelphia, told the South Carolina
Ratifying Convention that the President's powers did not permit
him to declare war. ELLIOT, supra
note 14, vol. 4, at 107, 108, 287. Hamilton, moreover, had stated
flatly that "the declaring of war . . . by the Constitution . . .
would appertain to the legislature." THE FEDERALIST
No. 69, at 448.
- See Adler, Warmaking, supra
note 1, at 3-29.
- Bas v. Tingy, 4 U.S. (4 Dall.) 378 (1800).
- Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 28 (1801).
- Little v. Barreme, 4 U.S. (4 Dall.) 37, 40-43,
45-46 (1800); 1 U.S. (l Cranch) 1, 28 (1801); 2 U.S. (2 Cranch)
170, 177-78 (1804).
- United States v. Smith, 27 F. Cas. 1192, 1230
(C.C.D.N.Y. 1806) (No. 16342).
- Prize Cases, 67 U.S. 635, 668 (1863).
- Id.
- Some academics and various Presidents--Truman,
Johnson, Nixon, Ford, Carter, and Reagan--have invoked the
commander-in-chief clause as a source of independent presidential
warmaking authority. There is no merit to these claims. The
Supreme Court never has held that this clause is a foundation of
warmaking power for the President, and there is no foundation for
the view in either the Constitutional Convention or the state
ratifying conventions. See Adler, Warmaking,
supra note 1, at 8-13, 28-29.
- ELLIOT, supra note
14, vol. 2, at 507. In the First Congress, Roger Sherman, who had
been a delegate in Philadelphia, argued in defense of the shared
powers arrangement in foreign affairs and stated: The more wisdom
there is employed, the greater security there is that the public
business will be done. 1 ANNALS OF CONG.
1085 (1789). This statement echoed the sentiment expressed by
Benjamin Franklin at the close of the Constitutional Convention
when he urged the delegates to set aside their remaining
differences in favor of the collective judgement. FARRAND,
supra note 17, vol. 2, at 641-643. For discussion of
republicanism, see GORDON S. WOOD,
THE CREATION OF THE
AMERICAN REPUBLIC,
1776-1787, at 1-124 (1968).
- Dread of executive power surfaced repeatedly in
the various conventions; see FARRAND,
supra note 17, vol. 1, at 66, 83, 90, 101, 113, 119, 153,
425; id. vol. 2, at 35-36, 101, 278, 513, 632, 640; ELLIOT.,
supra note 14, vol. 3, at 58, 60; id. vol. 4, at
311. This fear had been common among the colonists. EDWARD
S. CORWIN, THE PRESIDENT:
OFFICE AND POWERS 4
(3d ed., N.Y. Univ. Press 1948).
- FARRAND, supra note
17, vol. 1, at 70. The Convention participants believed the
enumeration of presidential powers was essential. See also
BERGER, supra note 1, at 49-59.
- GELB AND BETTS,
supra note 2, at 363; Mulford Q. Sibley, Can Foreign
Policy Be Democratic?, in READINGS IN AMERICAN
FOREIGN POLICY,
20-28 (Robert Goldwin and Harry Clor eds. 2nd ed., 1971). See
generally ROBERT DAHL,
CONGRESS AND FOREIGN
POLICY (1950); ADLER,
TERMINATION, supra note 1, at
344-355.
- DAHL, supra note
31, at 181; Francis D. Wormuth, The Presidency as an Ideal
Type, in ESSAYS IN LAW
AND POLITICS, 200-201(D. Nelson and
R. Sklar eds., 1978).
- See, e.g., Eugene Rostow, Great Cases
Make Bad Law: The War Powers Act, 50 TEX.
L. REV. 833 (1972); William P. Rogers,
Congress, the President, and War Powers, 59 CAL.
L. REV. 1194 (1971).
- See generally SCHLESINGER,
supra note 1; WORMUTH AND FIRMAGE,
supra note 1; BERGER, supra
note 1; ADLER, TERMINATION,
supra note 1, at 344-362; MICHAEL J.
GLENNON, CONSTITUTIONAL
DIPLOMACY (1990); JOHN
HART ELY, WAR
AND RESPONSIBILITY (1993).
- See, e.g., John Linarelli,
International Trade Relations and Separation of Powers Under the
United States Constitution, 13 DICK. J.
INT'L L. 203, 229 (1995).
- See, e.g., Brian Schoenborn, Public
Participation in Trade Negotiations: Open Agreements, Openly
Arrived At?, 4 MINN. J. GLOBAL
TRADE 103, 104 (1995).
- This view, as Schlesinger observed, went down in
flames in Vietnam. Schlesinger, supra note 1, at 282.
- United States v. Curtiss-Wright Export Corp., 299
U.S. 304 (1936).
- Id. at 320.
- For some of the evidence, see Charles
Lofgren, United States v. Curtiss-Wright Export Corporation: An
Historical Reassessment, 83 YALE L. J.
1, 3-5 (1973).
- Panama Ref. Co. v. Ryan, 293 U.S. 388 (1935).
- Curtiss-Wright, 299 U.S. at 320.
- 10 ANNALS OF CONG.
613-614 (1800).
- CORWIN, supra note
29, at 216.
- 6 THOMAS JEFFERSON,
THE WRITINGS OF THOMAS
JEFFERSON 451 (Paul Ford ed. 1895).
- Raoul BERGER, The
President s Unilateral Termination of the Taiwan Treaty, 75
Nw. U. L. Rev. 577, 591 (1980).
- Youngstown Sheet and Tube Co. v. Sawyer, 343 U.S.
579, 637 n.2 (1952) (Jackson, J., concurring) (dismissing
Sutherland's theory as dictum ). For discussion of the sole organ
doctrine, see Adler, Warmaking, supra note 1, at
29-35; Lofgren, supra note 38, at 29-35; BERGER,
supra note 1, at 100-108.
- Regan v. Wald, 468 U.S. 221, 243 (1984) (quoting
United States v. Curtiss-Wright Export Corp., 299 U.S. 304
(1936)); See, e.g.,Haig v. Agee, 453 U.S. 280 (1981); Dames
& Moore v. Regan, 453 U.S. 654 (1981); Goldwater v. Carter, 444
U.S. 996 (1979); Zemel v. Rusk, 381 U.S. 1 (1965); United States
v. Belmont, 301 U.S. 324 (1937).
- H. Jefferson Powell, Constitutional Choices,
80 NW. U. L. REV.
1128, 1136 (1985) (book review).
- Gerhard Casper, Constitutional Constraints on
the Conduct of Foreign and Defense Policy: A Nonjudicial Model,
43 CHI. L. REV. 463,
475 (1976). With respect to the conduct of foreign policy and its
relationship to the Constitution, Casper observed that the
"relative scarcity of case law in the field has made it easier for
judges to engage in unchecked flights of fancy, which in turn have
facilitated the creation of a constitutional mythology. In that
mythology, the role of Zeus is usually assigned to the President."
Id. at 477.
- "The Office of Legal Advisor of the State
Department reports 368 treaties and 5,590 other international
agreements concluded by the United States between January 1, 1946
and April 1, 1972." LOUIS HENKIN,
FOREIGN AFFAIRS AND THE
CONSTITUTION 420 n.1 (Minicola ed.,
Foundation Press 1972). See also Raoul Berger, The
Presidential Monopoly of Foreign Relations, 71 Mich. L. Rev. 1
(1972).
- See, e.g., Bruce Ackerman and David
Golove, Is NAFTA Constitutional?, 108 HARV.
L.REV. 799, 886 (1995).
- William Davie, a framer from North Carolina,
stated that "jealousy" of executive power would not permit a grant
of treaty power to the President alone. See ELLIOT.,
supra note 14, vol. 4, at 120.
- THE FEDERALIST
No. 75, at 486-487 (Alexander Hamilton) (Edward M. Earle ed.,
1937) (emphasis added).
- For a fine discussion of the constitutionality of
executive agreements, see BERGER, supra
note 1, at 140-162.
- See, e.g., United States v. Belmont, 301
U.S. 324 (1937).
- Id.
- Id.
- Id. at 330.
- Id.
- See David Gray Adler, The President's
Recognition Power, PRESIDENTIAL STUDIES
QUARTERLY, ch. 25 at 267-287 (1995).
- THE FEDERALIST
No. 69 at 451 (Alexander Hamilton) (Edward M. Earle ed., 1937).
- HENKIN, supra note
51, at 41.
- Id.
- Hamilton stated that "the history of human
conduct does not warrant the commitment of interests of so
delicate and momentous a kind . . . to the sole disposal of the
President." THE FEDERALIST
No. 75 at 486 (Edward M. Earle, ed., 1937).
- United States v. Pink, 315 U.S. 203 (1942).
- Id. at 223.
- BERGER, supra note
1, at 160.
- Pink, 315 U.S. at 249 (Stone, J.,
dissenting).
- United States v. Curtiss-Wright Export Corp., 299
U.S. 304 (1936).
- See, e.g., Ackerman and Golove, supra
note 52 at 885.
- Dames & Moore v. Regan, 453 U.S. 654 (1981).
- Arthur S. Miller, Dames & Moore v. Regan: A
Political Decision by a Political Court, 29 UCLA L. REV.
1104, 1107 (1982).
- Dames & Moore, 453 U.S. at 673-77.
- Id. at 678.
- Id. at 677-78.
- Id. at 678-79. See also United
States v. Woodley, 726 F.2d 1328 (9th Cir. 1983), reh'g granted,
732 F.2d 111 (9th Cir. 1984) (holding that unchallenged historical
practice is no longer sufficient evidence of constitutionality).
- See, e.g., United States v. Arrendondo, 31
U.S. (6 Pet.) 691, 713-14 (1832); United States v. Alexander, 12
Wall. 127, 180 (1871); United States v. Safety Car Heating and
Lighting Co., 297 U.S. 88, 95 (1936).
- United States v. Midwest Oil Co., 236 U.S. 459
(1915).
- Id. at 474, 478.
- Ex parte United States, 242 U.S. 27
(1916).
- Girouard v. United States, 328 U.S. 61, 69
(1946). See also Scripps-Howard Radio, Inc. v. FCC., 316
U.S. 4, 11 (1942).
- Paul Gerwitz, The Courts, Congress, and Executive
Policy-Making: Notes on Three Doctrines, LAW
& CONTEMP. PROBS.,
Summer 1976, at 46, 79 (footnote omitted).
- Erwin Chemerinsky, Controlling Inherent
Presidential Power: Providing a Framework for Judicial Review, 56
S. CAL. L. REV. 863,
889 (1983).
- WILLIAM H. TAFT,
OUR CHIEF MAGISTRATE
AND HIS POWERS
143 (1925) (quoting Theodore Roosevelt).
- Francis D. Wormuth, The Nixon Theory of the
War Power: A Critique, 60 CAL. L. REV. 623, 678 (1972).
- Kent v. Dulles, 357 U.S. 116 (1958).
- United States v. Curtiss-Wright Export Corp., 299
U.S. 304 (1936).
- Haig v. Agee, 453 U.S. 280, 319 (1981) (Brennan,
J., dissenting).
- 22 U.S.C. § 211(a) (Supp. III 1979).
- See Zemel v. Rusk, 381 U.S. 1, 31-32
(1965). The general passport requirement became law in 1952 with
passage of the Immigration and Nationality Act. 8 U.S.C. § 1185
(1958).
- Kent v. Dulles, 357 U.S. 116-19, 124-25, 128,
130.
- Zemel, 381 U.S. at 15-16.
- Id. at 17-18, 27-40.
- Id. at 15-16.
- Id. at 20 (Black, J., dissenting).
- Haig v. Agee, 453 U.S. 280, 301 (1981). For
example, although the Court relied on Zemel, the Zemel
Court had noted the historical consistency with which area travel
restrictions were imposed both before and after the passage of the
Passport Act of 1926. That practice, or at least the claim of a
practice, and not the State Department's construction of its own
regulation, permitted the Court to sustain the travel ban to Cuba.
Id.
- Haig, 453 U.S. 280.
- Id. at 306.
- Id. at 303.
- 22 U.S.C. § 211(a) (Supp. III 1979).
- Haig, 453 U.S. at 307 (citing Aptheker v.
Secretary of State, 378 U.S. 500, 509 (1964)).
- Id.
- Id. at 319 n. 9 (Brennan, J.,
dissenting).
- Edwin B. Firmage, The War Powers and the
Political Question Doctrine, 49 COL. L.
REV. 65, 66 (1977); See also Powell
v. McCormack, 395 U.S. 486, 518-22 (1969); Baker v. Carr, 369 U.S.
186, 210 (1962).
- Cohens v. Virginia, 19 U.S. 264, 404 (1821).
- Herbert Wechsler, Toward Neutral Principles
of Constitutional Law, 73 HARV. L. REV.
1, 7-8 (1959).
- See, e.g., Powell, 395 U.S. 486 at 521
(1968); Baker, 369 U.S. 186 at 210 (1961).
- See, e.g., ALEXANDER
BICKEL, THE LEAST
DANGEROUS BRANCH (1962); PHILIPPA
STRUM, THE SUPREME
COURT AND POLITICAL
QUESTIONS: A STUDY IN
JUDICIAL EVASION
(1974).
- Goldwater v. Carter, 444 U.S. 996 (1979).
- Id. Mutual Defense Treaty, December 2,
1954, U.S.-P.R.C., 6 U.S.T. 433. Article X of the Treaty provided
that it "shall remain in force indefinitely. Either Party may
terminate it one year after notice has been given to the other
Party." Id. at 437. For details of the case and the history
and law regarding treaty termination, see ADLER
TERMINATION, supra note 1, pp.
149-307.
- Goldwater, 444 U.S. at 1002.
- Id. at 1006.
- Id. at 998.
- Baker v. Carr, 369 U.S. 186 (1961).
- Id. at 217.
- Wechsler, supra note 107, at 7-8.
- Baker, 369 U.S. at 217.
- See ADLER, TERMINATION,
supra note 1, at 84-237 for a discussion of these points.
- Baker, 369 U.S. at 217.
- Justice Brennan wrote in his dissenting opinion
that The issue of decisionmaking authority must be resolved as a
matter of constitutional law, not political discretion;
accordingly, it falls within the competence of the courts.
Goldwater v. Carter, 444 U.S. 996, 1007. Moreover, Justice Powell,
concurring only in the result, wrote that We are asked to decide
whether the President may terminate a treaty under the
constitution without congressional approval. Resolution of the
question may not be easy, but it only requires us to apply normal
principles of interpretation to the constitutional provisions at
issue. Id. at 999.
- Marbury v. Madison, 5 U.S. (1 Cranch) 137, 176
(1803).
- Massachusetts v. Laird, 400 U.S. 886, 894
(1970).
- Baker, 369 U.S. at 217.
- Id.
- Luther v. Borden, 48 U.S. (1 How.) 1, 7 (1849).
- Goldwater v. Carter, 444 U.S. 996, (1979);
Baker, 369 U.S. at 211. In Webster v. Doe, 486 U.S. 592
(1988), however, Chief Justice Rehnquist indicated he believed
that judicial power extends to some cases affecting foreign
affairs. In writing for an 8-1 majority, he held that the
judiciary is not precluded from hearing a constitutional challenge
to the dismissal of a CIA employee, in spite of the fact that the
executive branch had claimed that sensitive material--security
information--would be compromised. The ruling was important, for
as one editor observed:
To allow the executive to usurp the judiciary's role as
arbiter of conflicts between legitimate security interests and
individual rights--the inevitable consequence of the
government's . . . argument in Webster--would be to remove all
external guarantees that the rule of law governs the national
security apparatus of the United States.
See Note, The Supreme Court--Leading Cases, 102 HARV.
L. REV. 330, 339 (1988) (quoting MICHAEL
J. GLENNON, CONSTITUTIONAL
DIPLOMACY 313 (1990)). But this encouraging
development was dwarfed by a cold reminder that the Court will
reflexively invoke Curtiss-Wright to justify presidential
actions in foreign affairs. In Sale v. Haitian Centers Council,
Inc., 509 U.S. 155 (1993), Justice Stevens spoke for an 8-1
majority, with Justice Blackmun dissenting, which upheld an
executive order issued by President Bush directing the Coast Guard
to intercept vessels illegally transporting passengers from Haiti
to the United States and to return them to Haiti without first
determining whether they qualify as refugees. While the legal
focus was on whether the executive order violated a congressional
statute and the United Nations Convention relating to the status
of refugees, the Court grounded its ruling in Curtiss-Wright. The
Court deferred to presidential decision in foreign affairs on the
basis of the claim that such a presumption has special force when
we are construing treaty and statutory provisions that may involve
foreign and military affairs for which the President has unique
responsibility. Id. at 188.

- United States v. Curtiss-Wright Export Corp.,
299 U.S. 304 (1936).
- BERGER, supra note
46, at 625.
- Frank Scharpf, Judicial Review and the
Political Question: A Functional Analysis, 75 Yale L.J. 517,
585 (1966).
- Powell v. McCormack, 395 U.S. 486, 521 (1968).
- Goldwater v. Carter, 444 U.S. 996, 1001 (1979).
- In United States v. Pink, 315 U.S. 203, 216
(1942), the Court observed that an equally divided vote on the
controlling principle of law involved prevents it from being an
authoritative determination for other cases. Id. In fact,
the Goldwater case was vacated by the Court. Nevertheless,
it already had been invoked as authority in Beacon Prods. v.
Reagan, 633 F. Supp. 1191 (D. Mass. 1986).
- See generally Gerhard Casper,
Constitutional Constraints and Foreign Policy, 43 U. CHI.
L. REV. 471 n.30 (1976); Michael Ratner and
David Cole, The Force of Law: Judicial Enforcement of the War
Powers Resolution, 17 LOY. L.A. L. REV.
715 (1984).
- See supra notes 15-25; Adler,
Warmaking, supra note 1, at 1-29.
- See, e.g., Sanchez-Espinoza v. Reagan,
770 F.2d 202 (D.C. Cir. 1985).
- Raoul BERGER, Judicial
Manipulation of the Commerce Clause, 74 TEX.
L. REV. 695, 712 (1996) (quoting ELLIOT.,
supra note 14, at 543).
- The manner of the exercise of the war powers
determines not only the nation's freedom from external danger, but
also the respect which the national government has for law and for
constitutional limitations on the exercise of power. WORMUTH
& FIRMAGE, (1986), supra note 1, at
66.
- Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177
(1803).
- See, e.g., supra notes 15-25.
- See, e.g., Ratner & Cole, supra
note 134, at 715.
- See, e.g., Holtzman v. Schlesinger, 361
F. Supp. 553 (1973) (holding the bombing of Cambodia during the
Vietnam War to be illegal).
- See, e.g., Luftig v. McNamara, 373 F.2d
664 (D.C. Cir. 1967), cert. denied 387 U.S. 945 (1967).
- Crockett v. Reagan, 558 F. Supp. 893 (D.D.C.
1982), aff'd per curiam, 720 F.2d 1355 (D.C. Cir. 1983);
See also 50 U.S.C. §§ 1541-48 (1976).
- Crockett, 558 F. Supp. at 898.
- Id.; see also Conyers v. Reagan, 578 F.
Supp. 324 (D.D.C. 1984) (holding that suit filed by eleven members
of Congress against President Reagan for his invasion of Grenada
in 1983 was not within the jurisdiction of the court because
relief was available to members through the regular legislative
process), appeal dismissed, 765 F.2d 1124 (D.C. Cir. 1985).
The message was a sobering one: if Congress wants to confront the
President, it must assert its own powers; judicial relief is not
available.
- Baker v. Carr, 369 U.S. 186 (1962).
- Lowry v. Reagan, 676 F. Supp. 333 (D.D.C. 1987).
- Id. at 340 (quoting Baker, 369
U.S. at 217).
- Lowry, 676 F. Supp. at 337; see also
Riegle v. Federal Open Mkt. Comm., 656 F.2d 873, 879 (D.C. Cir.
1981), cert. denied, 454 U.S. 1082 (1981).
- Sanchez-Espinoza v. Reagan, 770 F.2d 202 (D.C.
Cir. 1985).
- Id. at 210-11 (quoting Goldwater v.
Carter, 444 U.S. 996, 997 (1979)).
- Id. at 211 (citing Goldwater, 444
U.S. at 998).
- Lowry, 676 F. Supp. at 338.
- Id.
- Id. at 339; cf. Goldwater, 444
U.S. at 1000-01.
- Lowry, 676 F. Supp. at 339 (quoting Reigle v.
Federal Open Mkt. Comm., 656 F.2d 873, 881 (D.C. Cir 1981),
cert. denied, 454 U.S. 1082 (1981)).
- War Powers Resolution, Ch 87 Stat. 555 (current
version at 50 U.S.C. §§ 1541-48 (1982)). Section 4(a)(1) of the
Resolution, in fact, does not give the President any discretion.
If events occur that constitute "hostilities or . . . situations
where imminent involvement in hostilities is clearly indicated by
the circumstances," a report must be submitted.
- Dellums v. Bush, 752 F. Supp. 1141 (D.D.C.
1990).
- Id. at 1145.
- Id. at 1146; see also 5 JOHN
BASSETT MOORE, THE
COLLECTED PAPERS OF
JOHN BASSETT MOORE
196 (1944) ("There can hardly be room for doubt that the framers
of the constitution, when they vested in the Congress the power to
declare war, never imagined that they were leaving it to the
executive to use the military and naval forces of the United
States all over the world for the purpose of actually coercing
other nations, occupying their territory, and killing their
soldiers and citizens, all according to his own notions of the
fitness of things, so long as he refrained from calling his action
war or persisted in calling it peace.").
- Dellums, 752 F. Supp. at 1151.
- Goldwater v. Carter, 444 U.S. 996, 998 (1979).
- Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177
(1803).
- Constitutional powers cannot be expanded or
constricted by governmental departments, but only through the
amendment process. See generally THE
FEDERALIST No. 48, at 321 (James Madison)
(Edward M. Earle ed., 1937) (explaining that since "power is of an
encroaching nature . . . it ought to be effectually restrained
from passing the limits assigned to it"); Corwin, supra
note 29, at 9 (arguing that it is a necessary consequence of the
separation of powers that "none of the departments may abdicate
its powers to either of the others"); Panama Ref. Co. v. Ryan, 293
U.S. 388, 421 (1935).
- The story of corruption in American politics is
at least a thrice-told tale and requires no review here. The word
"Watergate" says it all. The Constitution speaks to various
government officials of the need for virtue in the exercise of
their duties. Article II, section 3 states that the President
"shall take Care that the Laws be faithfully executed." Article I,
section 2, clauses 1 and 5 provide that, "The House of
Representatives . . . shall have the sole Power of Impeachment."
Article I, section 3, clause 5 vests the Senate with "the sole
Power to try all Impeachments." Article II, section 4 sets forth
impeachable offenses.
- Too many members of Congress, like too many
other Americans, "tend to be concerned with ends rather than
means." Philip B. Kurland, The Impotence of Reticence, 1968
DUKE L.J. 619, 635. Kurland added, "Those
who suggest a look at institutional values as a method of
protection against tyranny are scorned as being concerned with a
'literary theory' rather than facts." Id.
- MICHAEL J. GLENNON,
CONSTITUTIONAL DIPLOMACY
319 (1990).
- Id. Professor Michael Glennon finds
"unpersuasive" the claim that "Congress has enough arrows in its
legislative quiver to respond successfully to executive
illegality." Glennon rightly notes the "practical problems that
frequently render Congress' textbook tools too unwieldy." Id.
Chief among them is the ability of an administration to delay a
congressional investigation. See Id. at 295-99. Dean
Jesse Choper has said that of the various tactics that Congress
may employ against the executive, they "may reasonably be viewed
as both unseemly and undesirable." JESSE H.
CHOPER, JUDICIAL REVIEW
AND THE NATIONAL POLITICAL
PROCESS 286 (1980).
- See, e.g., U.S. CONST.
art. I, § 3, cl. 6; U.S. CONST. art. II, §
4.
- When Congress collided with President Andrew
Johnson during the impeachment process, Chief Justice Salmon Chase
took the view that conflicting claims would have been better
resolved by the judiciary. RAOUL BERGER,
IMPEACHMENT: THE CONSTITUTIONAL
PROBLEMS 300 (1973).
- Professor Martin Redish justly stated, "The
moral cost of such a result, both to society in general and to the
Supreme Court in particular, far outweighs whatever benefits are
thought to derive from the judicial abdication of the review
function." Martin H. Redish, Judicial Review and the 'Political
Question', 79 NW. U. L. REV.
1031, 1060 (1984). Professor Glennon has rightly asked, "Why is
judicial inaction in the face of controversy necessarily more
prudent than judicial action?" GLENNON,
supra note 164, at 318. Raoul Berger powerfully stated the
case for judicial resolution in stating, "The centrality of the
separation of powers to our democratic system and to the
protection of individual rights dictates that such injuries to a
coordinate branch must be halted by the judiciary." BERGER,
supra note 1, at 334 (1974). The eminent judge and legal
scholar George Wythe, who also served as Thomas Jefferson's
mentor, wrote that the protection of one branch of the legislative
"against the usurpation of the other[s]," protects "the whole
community." Commonwealth v. Caton, 8 Va. (4 Call) 5, 8 (1782),
quoted in BERGER, supra note 1, at
334 n.144.
- In Powell v. McCormack, 395 U.S. 486, 547-548
(1969), the Court emphasized the "basic principles of our
democratic system," and the right of the people to "choose whom
they please to govern them." For an excellent discussion of the
founders' conception of a constitution as a governing document
that flows from the sovereignty of the people, see generally BERNARD
BAILYN, THE IDEOLOGICAL
ORIGINS OF THE AMERICAN
REVOLUTION (2D ED. 1992); GORDON
S. WOOD, THE CREATION
OF THE AMERICAN REPUBLIC
1776-1787 (1969).
- A manifest correlative of the separation of
powers was that no department of government was granted authority
to act in excess of its constitutional power. The courts were
authorized to check transgressions. See RAOUL
BERGER, CONGRESS V. THE
SUPREME COURT 8-16,
188- 97 (1969). As Chief Justice John Marshall stated in
Marbury v. Madison, "To what purpose are powers limited, and
to what purpose is that limitation committed to writing, if these
limits may, at any time, be passed by those intended to be
restrained?" 5 U.S. (1 Cranch) 137, 176 (1803).
- Pacific States Tel. & Tel. Co. v. Oregon, 223
U.S. 118, 150 (1912).
- U.S. CONST. art. I, § 9,
cl. 7 states: "No Money shall be drawn from the Treasury, but in
Consequence of Appropriations made by Law."
- See the development of this theme in Arthur S.
Miller, Reason of State and the Emergent Constitution of
Control, 64 Minn. L. Rev. 585 (1980). Harold Koh has concluded
that "the Court's decisons on the merits of foreign affairs claims
have encouraged a steady flow of policy-making power from Congress
to the executive." HAROLD KOH,
THE NATIONAL SECURITY
CONSTITUTION: SHARING
POWER AFTER THE IRAN-CONTRA
AFFAIR 146 (1990). In this regard, the
courts became the "President's accomplices." Id.
- See, e.g., Haig v. Agee, 453 U.S. 280, 291
(1981).
- United States v. Curtiss-Wright Export Corp.,
299 U.S. 304 (1936).
- Sale v. Haitian Ctrs. Council, Inc., 113 S. Ct.
2549, 2567 (1993) (citing Curtiss-Wright for the
proposition that the President has "unique responsibilities" with
respect to foreign and military affairs).
- Haig, 453 U.S. 280 (1981); Zemel v. Rusk,
381 U.S. 1 (1965); United States v. Pink, 315 U.S. 203 (1942);
United States v. Belmont, 301 U.S. 324 (1937).
- Thomas Reed Powell used to tell his students at
Harvard Law School, "Just because Mr. Justice Sutherland writes
clearly, you must not suppose that he thinks clearly." SCHLESINGER,
supra note 1, at 103.
- LOUIS JAFFE,
JUDICIAL ASPECTS OF
FOREIGN RELATIONS
223 (1933).
- See, e.g., Sanchez-Espinoza v. Reagan,
770 F.2d 202 (D.C. Cir. 1985).
- Baker v. Carr, 369 U.S. 186 (1961).
- Dames & Moore v. Regan, 453 U.S. 654 (1981).
- BERGER, supra note
1, at 117.
- United States v. Curtiss-Wright Export Corp.,
299 U.S. 304 (1936).
- ROBERT H. JACKSON,
THE STRUGGLE FOR JUDICIAL
SUPREMACY 9 (1949). Madison wrote that
neither of the two departments "can pretend to an exclusive or
superior right of settling the boundaries between their respective
powers." THE FEDERALIST
No. 49, at 345 (James Madison) (Edward Gaylord Bourne ed., 1937).
- Marbury v. Madison, 5 U.S. (1 Cranch) 176
(1803).
- 3 JONATHAN ELLIOT.,
DEBATES IN THE SEVERAL
STATE CONVENTIONS ON THE
ADOPTION OF THE FEDERAL
CONSTITUTION 554 (2d ed. 1836).
|